Spectrum Financial Alliance
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Spectrum Financial Alliance
Home
Choosing An Advisor
About
  • Our Google Reviews
  • About SFA
  • Meet Our Team
  • Services and Fees
Kelly's Blog
Media
Client Resources
Contact
Social Media Guidelines
More
  • Home
  • Choosing An Advisor
  • About
    • Our Google Reviews
    • About SFA
    • Meet Our Team
    • Services and Fees
  • Kelly's Blog
  • Media
  • Client Resources
  • Contact
  • Social Media Guidelines

  • Home
  • Choosing An Advisor
  • About
    • Our Google Reviews
    • About SFA
    • Meet Our Team
    • Services and Fees
  • Kelly's Blog
  • Media
  • Client Resources
  • Contact
  • Social Media Guidelines

Services & Fees

The Spectrum Advantage

Spectrum Financial Alliance has become a leading financial planning firm because we emphasize objectivity and take a very cost-efficient approach to intelligent investment selection and management. 


Our experts here in Lexington, KY are fee-only asset managers. All advice, services, and ongoing asset management are included in a nominal flat rate, thereby eliminating all commission incentives, in-house sale gimmicks, or referral fees.  


There are no hidden fees, as are often found in mutual funds, limited partnerships, or other “packaged” products. Instead, we will analyze your financial needs and help you regain control of your finances through a personalized portfolio of equities and exchange-traded funds (ETF’s).


It is our responsibility to you, as our client, to develop a personal investment plan, monitor and manage the performance results of your portfolio, and report your account performance regularly.


We conduct an annual review of your accounts, consistently considering your changing needs for retirement planning, investing, and savings. 

Spectrum Financial Alliance – LOGO

SFA Fees

Our fees are based on a sliding scale dependent upon the total amount of assets managed by our firm.

During our time here in Lexington, helping people with their financial planning, we’ve assisted many individuals with vastly different financial goals. Therefore, we know that it is important to individualize our services for each client to achieve optimal results.   


We offer a free consultation where we analyze your current financial situation, as well as future goals and provide recommendations on how we may make improvements, take advantage of available opportunities, and help ensure that your financial and retirement future will be bright.

Free Consultation

Contact us today to schedule your consultation and start working toward your ideal financial future! 

Schedule now
SFA Fees

We are a fee-only firm. We don't work on commission. This means we put our clients first... always.


Spectrum Financial Alliance Ltd, L.L.C.

Spectrum Financial Alliance – Chart - Types of fees typically paid to different types of advisors
Spectrum Financial Alliance all financial planning services available to our clients, no extra costs
Spectrum Financial Alliance - We are able to manage our clients' 401k and other retirement plans

Services

Financial Planning

Asset Management

Estate Planning Facilitation

  • Wills, Trusts, etc.

Risk Management Insurance

  • Health and Life Insurance
  • Long-Term Care Coverage
  • Disability Coverage, etc

Spectrum Financial Alliance – Home & Auto Loan Advice
Spectrum Financial Alliance – Evaluation of Existing Insurance Policies
Spectrum Financial Alliance – CD Rate Comparison
Spectrum Financial Alliance – 401(K) & 401(b) Plan Establishment & Management
Spectrum Financial Alliance – Employee Benefits Plans
Spectrum Financial Alliance – Life, Liability, & Key-Man Insurance
Spectrum Financial Alliance – Retirement Planning
Spectrum Financial Alliance – College Savings Plans
Spectrum Financial Alliance – Legacy & Estate Planning Facilitation
Spectrum Financial Alliance – Investment Risk Management

Get started now!

Get started now!

Call us or send us a message to get started today!

(859) 223-6333

Open today

08:00 am – 05:00 pm

or send us a message

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Spectrum Financial Alliance Ltd., L.L.C.

105 Wind Haven Drive, Nicholasville, KY 40356

859-223-6333 | 1-800-799-5333

Copyright © 2024 Spectrum Financial Alliance Ltd., L.L.C. - All Rights Reserved.

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