Spectrum Financial Alliance
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At Spectrum Financial Alliance, we do things differently.

We are a concentration-focused, total return wealth management company.  Excellent money management is our passion, and we are very serious about our client's results. 

About SFA

Our Performance

Our Mission

At Spectrum Financial Alliance your financial future, peace of mind, and trust are paramount.

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Our Mission

Our Performance

Our Mission

Our allegiance is to our clients and we can state with pride that we always put our clients’ needs above all else.

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Our Performance

Our Performance

Our Performance

We are proud of our performance and, for that reason, we are transparent about it.

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How should I choose a financial advisor?

Learn how here

Comprehensive Wealth Management and Financial Planning done differently.

What is a fiduciary?

A fiduciary has a legal duty to act in your best interest. Just like doctors also have a fiduciary duty to their patients.


Rather than operating out of self-interest (such as recommending insurance policies or investments in pursuit of fees and commissions for themselves), a fiduciary advisor is obligated by law to make recommendations that benefit you.

Why is this important?

Not all financial advisors are fiduciaries. SFA is a true fiduciary firm. As a Registered Investment Advisor (RIA), we have a fiduciary duty, which means we are legally required to always put our client’s interests above our own. 

Spectrum Financial Alliance – No Hidden Fees

No additional fees...seriously.

Because our clients' financial planning 

outcomes are the center of our 

firm, all of our financial planning 

services are available to our clients at

no additional cost!


Learn about our transparent pricing structure and client perks by exploring our services and fees.

Services & Fees

Do you have a question? Are you ready to schedule an appointment?

Give us a call today! 

Call now

Want to know how to get started? Learn about our no-obligation profile appointments!

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Contact Us

It is never too early to get started on your investment plans. Tell us more about your goals, and we will get you started on a plan to achieve them.

Spectrum Financial Alliance Ltd, L.L.C.

105 Wind Haven Drive, Nicholasville, Kentucky 40356, United States

(859) 223-6333 sfa@spectrumalliance.com

Hours

Open today

08:00 am – 05:00 pm

Monday - Friday: 8AM to 5PM EST

Saturday - Sunday: By Appointment Only

Holiday Hours May Vary 

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Spectrum Financial Alliance Ltd., L.L.C.

105 Wind Haven Drive, Nicholasville, KY 40356

859-223-6333 | 1-800-799-5333

Copyright © 2022 Spectrum Financial Alliance Ltd., L.L.C. - All Rights Reserved.

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