Our Mission


At Spectrum, our allegiance is to the client and we can state with pride that we always put our clients’ needs first!  As a Registered Investment Advisor (RIA), here in Nicholasville, KY, we have a legal and fiduciary duty to make wealth management decisions in our clients’ best interest 100% of the time.

Nicholasville Registered Investment Advisors & Wealth Management

Integrity. Commitment to Service. Standards of Excellence.


  • The Golden Rule is the guiding principle of our firm.
  • We are committed to performing our services in a highly professional and ethical manner that never compromises our clients’ best interests and preserves our firm’s integrity and exemplary reputation.
  • Objectivity, accountability, and teamwork are key characteristics in our daily business operations.
  • We are not affected by any outside influences, kickbacks, revenue sharing, or perks


  • Our clients’ overall long-term well being is our primary focus.
  • As your fiduciary, loyalty and commitment to our clients always comes first!
  • As a fee-based advisory firm, our success is directly tied to our clients’ success


  • Extensive education and experience tempered by sound judgment and strong character are indicative of the personal qualities of our employees, and are required for employment
  • Our experts utilize their educational backgrounds, experience, and unbiased market research to gain a thorough understanding of economic conditions and their impact on our clients’ finances.
  • We believe knowledge is power and keep our clients informed with various forms of communication, such as personal phone calls, social media updates, newsletters, and emails.
  • We believe it is important to be accountable to you for our results versus the market and, for that reason, we provide complimentary annual performance reviews.